48 hour disclosure letter

SAMPLE DISCLOSURE LETTER

The Federal Securities laws require that we disclose certain information to you about ourselves and our operations within a forty-eight (48) hour period prior to entering into a formal agreement with you.

In order to accomplish this disclosure exercise, we have enclosed a copy of our Federal registration statement, which enables us to act as a registered investment advisor.

Please read the attached statement closely and after having done so, please sign at the bottom of this page showing that you have received such a statement and that you understand the contents of this statement.



Respectfully,
Kenneth B. Shapiro, CPA, PFS, CFP^®






I HEREBY ACKNOWLEDGE HAVING RECEIVED THE FORM ADV-PART II FROM KENNETH B. SHAPIRO, AND I FURTHER ACKNOWLEDGE HAVING READ IT AND HAVING UNDERSTOOD ITS CONTENTS.


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